Filing Details

Accession Number:
0001209191-15-052371
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-11 17:29:05
Reporting Period:
2015-06-10
Filing Date:
2015-06-11
Accepted Time:
2015-06-11 17:29:05
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1393434 Ocular Therapeutix Inc OCUL Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1367381 Sv Life Sciences Fund Iv, L.p. One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
1392309 Sv Life Sciences Fund Iv Strategic Partners, L. P. One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
1422339 Svlsf Iv, Llc One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
1422340 Sv Life Sciences Fund Iv (Gp), L.p. One Boston Place
201 Washington Street, Suite 3900
Boston MA 02108
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-06-10 373,000 $22.00 2,212,607 No 4 S Indirect See Footnotes
Common Stock Disposition 2015-06-10 373,000 $22.00 2,212,607 No 4 S Indirect See Footnotes
Common Stock Disposition 2015-06-10 362,703 $22.00 2,151,523 No 4 S Direct
Common Stock Disposition 2015-06-10 10,297 $22.00 61,084 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Direct
No 4 S Direct
Footnotes
  1. These shares are owned directly by SV Life Sciences Fund IV, L.P. ("SVLS IV LP") and SV Life Sciences Fund IV Strategic Partners, L.P. ("Strategic Partners"). SV Life Sciences Fund IV (GP), L.P. ("SVLS IV GP"), the general partner of SVLS IV LP and Strategic Partners, may be deemed to share voting and dispositive power over the shares held by SVLS IV LP and Strategic Partners. SVLS IV GP disclaims beneficial ownership of shares held by SVLS IV LP and Strategic Partners except to the extent of any pecuniary interest therein.
  2. These shares are owned directly by SVLS IV LP and Strategic Partners. SVLSF IV, LLC, the general partner of SVLS IV GP, may be deemed to share voting and dispositive power over the shares held by SVLS IV LP and Strategic Partners. SVLSF IV, LLC disclaims beneficial ownership of shares held by SVLS IV LP and Strategic Partners except to the extent of any pecuniary interest therein.
  3. These shares are held directly by SVLS IV LP.
  4. These shares are held directly by Strategic Partners.
  5. SVLS IV LP and Strategic Partners (each a "Fund", or collectively the "Funds") may be deemed to beneficially own the shares held by each other Fund because of certain contractual relationships among the Funds and their affiliates. The Funds disclaim beneficial ownership of shares held by any other Fund except to the extent of any pecuniary interest therein.