Filing Details

Accession Number:
0001127602-15-020469
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-11 17:02:09
Reporting Period:
2015-06-10
Filing Date:
2015-06-11
Accepted Time:
2015-06-11 17:02:09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
91440 Snap-On Inc SNA Cutlery, Handtools & General Hardware (3420) 390622040
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1268556 Constance Johnsen Snap-On Incorporated
2801 80Th Street
Kenosha WI 53143
Vice President And Controller No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-10 2,500 $109.43 4,437 No 4 M Direct
Common Stock Disposition 2015-06-10 2,500 $157.96 1,937 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2015-06-10 2,500 $0.00 2,500 $109.43
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
5,000 2015-02-13 2024-02-13 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (Right to Buy) $79.04 2014-02-13 2023-02-13 2,333 2,333 Direct
Common Stock Stock Option (Right to Buy) $144.69 2016-02-12 2025-02-12 8,000 8,000 Direct
Common Stock Restricted Stock Units $0.00 1,139 1,139 Direct
Common Stock Restricted Stock Units $0.00 1,138 1,138 Direct
Common Stock Restricted Stock Units $0.00 729 729 Direct
Common Stock Performance Units $0.00 1,052 1,052 Direct
Common Stock Performance Units $0.00 854 854 Direct
Common Stock Performance Units $0.00 729 729 Direct
Common Stock Deferred Stock Units $0.00 2,867 2,867 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2023-02-13 2,333 2,333 Direct
2025-02-12 8,000 8,000 Direct
1,139 1,139 Direct
1,138 1,138 Direct
729 729 Direct
1,052 1,052 Direct
854 854 Direct
729 729 Direct
2,867 2,867 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $157.90 to $158.04. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transaction was effectuated.
  2. Original option grant vests in three annual installments beginning on the date listed in the "Date Exercisable" column.
  3. Exercise of Rule 16b-3 stock option.
  4. 1 for 1.
  5. The restricted stock units were earned based on Company performance during fiscal 2013. Assuming continued employment through the end of fiscal 2015, the units will then vest in one installment and the shares will be issued shortly thereafter.
  6. The restricted stock units were earned based on Company performance during fiscal 2014. Assuming continued employment through the end of fiscal 2016, the units will then vest in one installment and the shares will be issued shortly thereafter.
  7. The restricted stock units may be earned based on the achievement of certain Company goals during fiscal 2015. Assuming continued employment through the end of fiscal 2017, any units earned will then vest in one installment and the shares will be issued shortly thereafter. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  8. If the Company achieves certain goals over the 2013-2015 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  9. If the Company achieves certain goals over the 2014-2016 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  10. If the Company achieves certain goals over the 2015-2017 period, the performance units will vest and stock will be awarded. The target number of units that may be earned is reported above; the maximum amount is 200% of the number reported, subject to plan limits.
  11. Payment will be made in accordance with the reporting person's deferral election, death, disability or termination of employment.
  12. This information is based on a plan statement dated March 31, 2015.