Filing Details
- Accession Number:
- 0001127602-15-020327
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-11 10:58:34
- Reporting Period:
- 2015-06-10
- Filing Date:
- 2015-06-11
- Accepted Time:
- 2015-06-11 10:58:34
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 101382 | Umb Financial Corp | UMBF | National Commercial Banks (6021) | 430903811 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1632979 | J Anthony Fischer | 235 Galena Street Milwaukee WI 53212-3948 | President Umb Fund Services | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-10 | 92 | $39.97 | 3,900 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-10 | 105 | $41.71 | 4,005 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-10 | 150 | $37.84 | 4,155 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-10 | 143 | $41.37 | 4,298 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-10 | 567 | $57.00 | 3,731 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-10 | 92 | $0.00 | 92 | $39.97 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-10 | 105 | $0.00 | 105 | $41.71 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-10 | 150 | $0.00 | 150 | $37.84 |
| Common Stock | Stock Option (Right to Buy) | Disposition | 2015-06-10 | 143 | $0.00 | 143 | $41.37 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 92 | 2015-01-01 | 2022-01-01 | No | 4 | M | Direct |
| 36 | 2014-01-01 | 2021-02-18 | No | 4 | M | Direct |
| 0 | 2013-01-01 | 2020-01-01 | No | 4 | M | Direct |
| 0 | 2012-01-01 | 2019-01-01 | No | 4 | M | Direct |
Footnotes
- Reflects shares acquired through the reinvestment of dividends on restricted stock
- Options will vest 50% on 1/1/2015, 75% on 1/1/2016 and 100% on 1/1/2017.
- Options will vest 50% on 1/1/2014, 75% on 1/1/2015 and 100% on 1/1/2015
- Options will vest 50% on 1/1/2013; 75% on 1/1/2014; and 100% on 1/1/2015
- Options will vest 50% on 1/1/2012, 75% on 1/1/2013, and 100% on 1/1/2014
Billionaire Hedge Funds
