Filing Details

Accession Number:
0001179110-15-009532
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-10 19:08:23
Reporting Period:
2015-06-08
Filing Date:
2015-06-10
Accepted Time:
2015-06-10 19:08:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1313911 Rally Software Development Corp RALY Services-Prepackaged Software (7372) 841597294
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1573857 A. Timothy Miller 3333 Walnut Street
Boulder CO 80301
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-08 6,626 $3.78 612,309 No 4 X Direct
Common Stock Disposition 2015-06-08 1,289 $19.44 611,020 No 4 S Direct
Common Stock Disposition 2015-06-03 10,000 $0.00 30,410 No 5 G Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 X Direct
No 4 S Direct
No 5 G Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Warrant to Purchase Common Stock (right to buy) Disposition 2015-06-08 6,626 $0.00 6,626 $3.78
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-05-20 No 4 X Direct
Footnotes
  1. Includes 79,000 previously reported shares issued as Restricted Stock Units ("RSUs") under the Issuer's 2013 Equity Incentive Plan (the "Plan") that were received as an award, for no consideration, which vest in a series of four successive annual installments beginning on April 25, 2016 such that the RSUs are fully vested on April 25, 2019, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
  2. Includes 24,750 previously reported shares issued as RSUs under the Plan that were received as an award, for no consideration, which vest in a series of three successive annual installments beginning on June 28, 2015 such that the RSUs are fully vested on June 28, 2017, provided in each case that the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan.
  3. On June 8, 2015, the Reporting Person exercised a warrant to purchase 6,626 shares of the Issuer's common stock for $3.78 per share. The Reporting Person paid the exercise price on a cashless basis, resulting in the Issuer's withholding of 1,289 shares to pay the exercise price and issuing to the Reporting Person the remaining 5,337 shares. The Issuer also paid $6.72 in cash to the Reporting Person in lieu of a fractional share.
  4. Immediately exercisable.