Filing Details
- Accession Number:
- 0001209191-15-052040
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-10 18:58:49
- Reporting Period:
- 2015-06-08
- Filing Date:
- 2015-06-10
- Accepted Time:
- 2015-06-10 18:58:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1569391 | Kcg Holdings Inc. | KCG | Security Brokers, Dealers & Flotation Companies (6211) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1580561 | Stephen Schuler | Kcg Holdings, Inc. 545 Washington Boulevard Jersey City NJ 07310 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-08 | 1,336,476 | $14.00 | 3,260,009 | No | 4 | S | Indirect | See Footnote |
Class A Common Stock, Par Value $0.01 Per Share | Disposition | 2015-06-08 | 2,099 | $14.00 | 12,079 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Restricted Stock Units | 5,975 | Direct |
Footnotes
- Represents shares tendered by Serenity Investments, LLC, a limited liability company organized under the laws of the state of Alaska ("Serenity") and accepted for purchase by KCG Holdings, Inc. ("KCG") in the tender offer (the "Tender Offer") commenced by KCG on May 4, 2015 (the final results of which were announced by KCG on June 9, 2015). See Note 2 for more information.
- The reported securities are held by Serenity. The reporting person and his wife separately hold equity interests in Serenity that together represent a controlling interest in Serenity. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
- Represents shares tendered by the reporting person and accepted for purchase by KCG in the Tender Offer.