Filing Details
- Accession Number:
- 0001002225-15-000031
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-10 16:11:36
- Reporting Period:
- 2015-06-09
- Filing Date:
- 2015-06-10
- Accepted Time:
- 2015-06-10 16:11:36
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1246210 | M Robert Tarkoff | 600 Townsend Street San Francisco CA 94103 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-09 | 1,254 | $21.06 | 3,788 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-09 | 648 | $43.76 | 3,140 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-09 | 606 | $43.61 | 2,534 | No | 4 | D | Direct | |
Common Stock | Disposition | 2015-06-09 | 1,435 | $43.75 | 1,099 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | Disposition | 2015-06-09 | 1,254 | $0.00 | 1,254 | $21.06 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-05-09 | 2023-05-09 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.