Filing Details
- Accession Number:
- 0001441634-15-000019
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-09 20:16:08
- Reporting Period:
- 2015-06-05
- Filing Date:
- 2015-06-09
- Accepted Time:
- 2015-06-09 20:16:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1441634 | Avago Technologies Ltd | AVGO | Semiconductors & Related Devices (3674) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1469468 | Bryan Ingram | C/O Avago Technologies Us Inc. 1320 Ridder Park Drive San Jose CA 95131 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares | Acquisiton | 2015-06-05 | 6,667 | $35.45 | 136,915 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-06-05 | 8,000 | $62.02 | 144,915 | No | 4 | M | Direct | |
| Ordinary Shares | Acquisiton | 2015-06-05 | 25,000 | $32.39 | 169,915 | No | 4 | M | Direct | |
| Ordinary Shares | Disposition | 2015-06-05 | 3,942 | $139.95 | 165,973 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-05 | 11,314 | $141.34 | 154,659 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-05 | 8,467 | $142.15 | 146,192 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-05 | 21,700 | $143.36 | 124,492 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-05 | 3,000 | $143.85 | 121,492 | No | 4 | S | Direct | |
| Ordinary Shares | Disposition | 2015-06-09 | 55 | $139.38 | 121,437 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-06-05 | 6,667 | $0.00 | 6,667 | $35.45 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-06-05 | 8,000 | $0.00 | 8,000 | $62.02 |
| Ordinary Shares | Stock Option (Right to Buy) | Disposition | 2015-06-05 | 25,000 | $0.00 | 25,000 | $32.39 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,333 | 2020-03-11 | No | 4 | M | Direct | |
| 232,000 | 2021-03-10 | No | 4 | M | Direct | |
| 50,000 | 2018-03-07 | No | 4 | M | Direct |
Footnotes
- Transactions made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Includes 104,333 Restricted Share Units.
- Transaction executed in multiple trades at prices ranging from $139.56 to $140.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $140.73 to $141.72 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $141.73 to $142.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $142.81 to $143.80 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Transaction executed in multiple trades at prices ranging from $143.81 to $143.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- Share price performance option (the "Option") granted pursuant to the Avago Technologies Limited 2009 Equity Incentive Award Plan. The Option vests over four years, with 25% vesting on each anniversary of the date of grant. The exercisability requirements for the Option have been met.
- The option is fully vested and exercisable.
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