Filing Details
- Accession Number:
- 0001127602-15-020226
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-09 18:12:03
- Reporting Period:
- 2015-06-05
- Filing Date:
- 2015-06-09
- Accepted Time:
- 2015-06-09 18:12:03
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
829224 | Starbucks Corp | SBUX | Retail-Eating & Drinking Places (5810) | 911325671 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
901737 | D Howard Schultz | 2401 Utah Avenue South, Suite 800 Seattle WA 98134 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-20 | 500,000 | $0.00 | 32,561,814 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2015-05-20 | 500,000 | $0.00 | 500,000 | No | 5 | G | Indirect | by spouse |
Common Stock | Acquisiton | 2015-06-05 | 311,738 | $15.21 | 32,873,552 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-05 | 311,738 | $52.27 | 32,561,814 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 5 | G | Indirect | by spouse |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-qualified Stock Option (Right to Buy) | Disposition | 2015-06-05 | 311,738 | $0.00 | 311,738 | $15.21 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2006-11-16 | 2015-11-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000,000 | Indirect | by spouse |
Common Stock | 2,000,000 | Indirect | by GRAT |
Common Stock | 500,000 | Indirect | by GRAT |
Common Stock | 590,000 | Indirect | Family Owned LLC |
Footnotes
- On April 9, 2015, Starbucks Corporation effected a 2-for-1 stock split. The number of shares reported throughout this Form 4 have been adjusted to reflect the stock split.
- This total has been reduced to reflect the gift of 500,000 shares of common stock to the reporting person's spouse reported in this Form 4, and 500,000 shares previously contributed by the reporting person to a grantor retained annuity trust for which the reporting person is the sole trustee and sole beneficiary.
- The option, representing the right to buy a total of 1,932,938 shares, became exercisable in one increment of 644,314 shares on November 16, 2006 and two increments of 644,312 shares each on November 16, 2007 and November 16, 2008. In accordance with the terms of the stock option plan, the exercise price of the option and number of shares subject to the option have been adjusted to reflect the stock split referenced above.