Filing Details
- Accession Number:
- 0001209191-15-051465
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-09 16:54:35
- Reporting Period:
- 2015-06-05
- Filing Date:
- 2015-06-09
- Accepted Time:
- 2015-06-09 16:54:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1496286 | Anthony Deighton | C/O Qlik Technologies Inc. 150 N. Radnor Chester Road Radnor PA 19087 | Cto And Senior Vp Of Products | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-06 | 6,625 | $0.00 | 11,583 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-07 | 2,275 | $0.00 | 13,858 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-07 | 2,025 | $0.00 | 15,883 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-08 | 14,025 | $22.68 | 29,908 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-06-08 | 4,425 | $22.26 | 34,333 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-08 | 4,917 | $36.45 | 29,416 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-08 | 23,058 | $36.81 | 6,358 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-06-05 | 37,300 | $0.00 | 37,300 | $37.32 |
| Common Stock | Restricted Stock Unit | Acquisiton | 2015-06-05 | 16,100 | $0.00 | 16,100 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2015-06-06 | 6,625 | $0.00 | 6,625 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2015-06-07 | 2,275 | $0.00 | 2,275 | $0.00 |
| Common Stock | Restricted Stock Unit | Disposition | 2015-06-07 | 2,025 | $0.00 | 2,025 | $0.00 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-06-08 | 14,025 | $0.00 | 14,025 | $22.68 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-06-08 | 4,425 | $0.00 | 4,425 | $22.26 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 37,300 | 2025-06-05 | No | 4 | A | Direct | |
| 16,100 | No | 4 | A | Direct | ||
| 19,875 | No | 4 | M | Direct | ||
| 4,550 | No | 4 | M | Direct | ||
| 2,025 | No | 4 | M | Direct | ||
| 42,075 | 2024-06-06 | No | 4 | M | Direct | |
| 17,700 | 2022-06-07 | No | 4 | M | Direct |
Footnotes
- Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock.
- Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of RSUs described in this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33 to $36.50, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 15, 2011, as amended.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.36 to $37.13, inclusive.
- Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 5, 2016 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- The RSUs vest in four equal annual installments beginning June 5, 2016, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- Not applicable.
- The RSUs vest in four (4) equal annual installments beginning June 6, 2015, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- The RSUs vest in four (4) equal annual installments beginning June 7, 2014, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- The RSUs vest in four (4) equal annual installments beginning June 7, 2013, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting.
- Exercisable with respect to one quarter (1/4) of the shares of stock which are subject to this option on June 6, 2015 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
- Exercisable with respect to one-quarter (1/4) of the shares of stock which are subject to this option on June 7, 2013 (the "Initial Vesting Date"), provided Reporting Person remains continuously employed by the Issuer through the Initial Vesting Date; and exercisable with respect to three-quarters (3/4) of the shares of stock which are subject to this option in equal increments quarterly over three (3) years beginning on the date three (3) months from the Initial Vesting Date, provided that the Reporting Person remains continuously employed by the Issuer through the last day of each quarterly period.
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