Filing Details

Accession Number:
0001579252-15-000034
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-09 16:51:11
Reporting Period:
2015-06-05
Filing Date:
2015-06-09
Accepted Time:
2015-06-09 16:51:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1579252 Jason Industries Inc. JASN Miscellaneous Manufacturing Industries (3990) 462888322
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1315323 John Rutledge 411 East Wisconsin Ave
Suite 2100
Milwaukee WI 53202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-05 5,000 $6.85 5,000 No 4 P Indirect By IRA
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By IRA
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 90,470 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $12.00 2014-08-14 2019-06-30 10,000 10,000 Direct
Common Stock Restricted Stock Units $0.00 9,627 9,627 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2019-06-30 10,000 10,000 Direct
9,627 9,627 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $6.8496 to $6.85. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares purchased at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
  2. The time-vesting restricted stock units vest on the one (1) year anniversary following July 9, 2014, provided that Dr. Rutledge has not been terminated prior to the applicable vesting date. The board of directors or applicable committee of the board may, in its sole discretion, provide for accelerated vesting of the restricted stock units at any time and for any reason. Subject to the board or board committee's discretion to accelerate vesting, all unvested restricted stock units shall be immediately forfeited upon Dr. Rutledge's termination for any reason. Additionally, all restricted stock units shall become fully vested upon the occurrence of a change of control of Jason Industries, Inc., provided that Dr. Rutledge has not been terminated prior to such change of control.