Filing Details
- Accession Number:
- 0001181431-15-008046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-09 16:42:18
- Reporting Period:
- 2015-06-05
- Filing Date:
- 2015-06-09
- Accepted Time:
- 2015-06-09 16:42:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1437402 | Ardelyx Inc. | ARDX | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1270521 | Kittu Krishna Kolluri | 1954 Greenspring Drive Suite 600 Timonium MD 21093 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-05 | 1,869,159 | $10.70 | 7,488,893 | No | 4 | P | Indirect | See Note 1 |
Common Stock | Acquisiton | 2015-06-05 | 1,401,869 | $10.70 | 1,401,869 | No | 4 | P | Indirect | See Note 2 |
Common Stock | Acquisiton | 2015-06-05 | 1,401,869 | $10.70 | 1,401,869 | No | 4 | P | Indirect | See Note 3 |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Note 1 |
No | 4 | P | Indirect | See Note 2 |
No | 4 | P | Indirect | See Note 3 |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2015-06-05 | 560,748 | $0.13 | 560,748 | $13.91 |
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2015-06-05 | 420,561 | $0.13 | 420,561 | $13.91 |
Common Stock | Common Stock Warrant (right to buy) | Acquisiton | 2015-06-05 | 420,561 | $0.13 | 420,561 | $13.91 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
560,748 | 2015-06-05 | 2020-06-05 | No | 4 | P | Indirect |
420,561 | 2015-06-05 | 2020-06-05 | No | 4 | P | Indirect |
420,561 | 2015-06-05 | 2020-06-05 | No | 4 | P | Indirect |
Footnotes
- The Reporting Person is a manager of NEA 12 GP, LLC, ("NEA 12 GP") which is the sole general partner of NEA Partners 12, Limited Partnership ("NEA Partners 12"). NEA Partners 12 is the sole general partner of New Enterprise Associates 12, Limited Partnership ("NEA 12"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 12 in which the Reporting Person has no pecuniary interest.
- The Reporting Person is a manager of NEA 15 GP, LLC, ("NEA 15 GP") which is the sole general partner of NEA Partners 15, L.P. ("NEA Partners 15"). NEA Partners 15 is the sole general partner of New Enterprise Associates 15, L. P. ("NEA 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA 15 in which the Reporting Person has no pecuniary interest.
- The Reporting Person is a manager of NEA 15 GP which is the sole general partner of NEA Partners 15-OF, L.P. ("NEA Partners 15-OF"). NEA Partners 15-OF is the sole general partner of NEA 15 Opportunity Fund, L. P. ("NEA Opportunity 15"), the direct beneficial owner of the securities. The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities held by NEA Opportunity 15 in which the Reporting Person has no pecuniary interest.
- Acquired from the issuer pursuant to a Securities Purchase Agreement dated June 2, 2015, with a closing date of June 5, 2015.