Filing Details
- Accession Number:
- 0001209191-15-051433
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-09 16:25:20
- Reporting Period:
- 2015-06-05
- Filing Date:
- 2015-06-09
- Accepted Time:
- 2015-06-09 16:25:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 855612 | Zix Corp | ZIXI | Services-Computer Processing & Data Preparation (7374) | 752216818 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1188811 | Dave Robertson | 2711 N. Haskell Avenue Suite 2300, Lb 36 Dallas TX 75204 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-05 | 63,946 | $3.00 | 262,330 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-05 | 63,946 | $4.75 | 198,384 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-08 | 34,154 | $3.00 | 232,538 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-08 | 34,154 | $4.78 | 198,384 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-09 | 1,900 | $3.00 | 200,284 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-09 | 1,900 | $4.75 | 198,384 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Options | Disposition | 2015-06-05 | 63,946 | $0.00 | 63,946 | $3.00 |
| Common Stock | Common Stock Options | Disposition | 2015-06-08 | 34,154 | $0.00 | 34,154 | $3.00 |
| Common Stock | Common Stock Options | Disposition | 2015-06-09 | 1,900 | $0.00 | 1,900 | $3.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 36,054 | 2016-02-21 | No | 4 | M | Direct | |
| 1,900 | 2016-02-21 | No | 4 | M | Direct | |
| 0 | 2016-02-21 | No | 4 | M | Direct |
Footnotes
- These shares were sold pursuant to a pre-arranged trading plan dated May 1, 2015, that is intended to comply with Rule 10b5-1.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.76, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $4.75 to $4.80, inclusive. The reporting person undertakes to provide to Zix Corporation, any security holder of Zix Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within such range.
- Grant of 100,000 options on February 22, 2006, vested quarterly and pro-rata over three years.
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