Filing Details
- Accession Number:
- 0001615774-15-001407
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-08 17:19:22
- Reporting Period:
- 2015-06-04
- Filing Date:
- 2015-06-08
- Accepted Time:
- 2015-06-08 17:19:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1266806 | Second Sight Medical Products Inc | EYES | Electromedical & Electrotherapeutic Apparatus (3845) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1625186 | Juliette Anne-Marie Ripley | 12744 San Fernando Road, Bldg. 3 Sylmar CA 91342 | Vp Regulatory Affairs | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-04 | 4,371 | $4.75 | 4,371 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-04 | 4,371 | $15.00 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | Disposition | 2015-06-04 | 4,371 | $0.00 | 4,371 | $4.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2015-09-01 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option | $4.75 | 2016-01-01 | 2,500 | 2,500 | Direct | |
| Common Stock | Option | $5.00 | 2017-01-01 | 6,125 | 6,125 | Direct | |
| Common Stock | Option | $5.00 | 2018-04-01 | 4,750 | 4,750 | Direct | |
| Common Stock | Option | $5.00 | 2018-11-01 | 25,000 | 25,000 | Direct | |
| Common Stock | Option | $5.00 | 2019-02-01 | 6,750 | 6,750 | Direct | |
| Common Stock | Option | $5.00 | 2020-02-01 | 10,125 | 10,125 | Direct | |
| Common Stock | Option | $5.00 | 2020-02-01 | 10,625 | 10,625 | Direct | |
| Common Stock | Option | $5.00 | 2021-03-01 | 8,313 | 8,313 | Direct | |
| Common Stock | Option | $5.00 | 2022-03-01 | 5,813 | 5,813 | Direct | |
| Common Stock | Option | $5.00 | 2024-04-01 | 3,125 | 3,125 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2016-01-01 | 2,500 | 2,500 | Direct |
| 2017-01-01 | 6,125 | 6,125 | Direct |
| 2018-04-01 | 4,750 | 4,750 | Direct |
| 2018-11-01 | 25,000 | 25,000 | Direct |
| 2019-02-01 | 6,750 | 6,750 | Direct |
| 2020-02-01 | 10,125 | 10,125 | Direct |
| 2020-02-01 | 10,625 | 10,625 | Direct |
| 2021-03-01 | 8,313 | 8,313 | Direct |
| 2022-03-01 | 5,813 | 5,813 | Direct |
| 2024-04-01 | 3,125 | 3,125 | Direct |
Footnotes
- Ms. Ripley exercised 4,371 vested options (which expire on September 1, 2015) reported as Option(1) on Form 3 filed with the SEC on November 18, 2014.
- These transactions were effected pursuant to planned sales under lock-up agreement entered into at the time of EYES IPO in November 2014, as approved by Board of EYES and the IPO underwriter and as further disclosed in the Company's prospectus dated November 20, 2014.
- These are vested employee options currently exercisable.
Billionaire Hedge Funds
