Filing Details
- Accession Number:
- 0001209191-15-050757
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-05 18:04:33
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-05
- Accepted Time:
- 2015-06-05 18:04:33
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1107421 | Ziopharm Oncology Inc | ZIOP | Services-Specialty Outpatient Facilities, Nec (8093) | 841475642 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1429559 | G Kevin Lafond | C/O Ziopharm Oncology, Inc. 1 First Ave. Parris Bldg. #34, Navy Yard Boston MA 02129 | Vice Pres., Treasurer, & Cao | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-03 | 26,666 | $9.60 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-03 | 3,334 | $0.80 | 3,334 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-03 | 3,334 | $9.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-03 | 27,500 | $2.30 | 27,500 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-03 | 27,500 | $9.70 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-06-03 | 3,334 | $0.00 | 3,334 | $0.80 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-06-03 | 27,500 | $0.00 | 27,500 | $2.30 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-06 | No | 4 | M | Direct | |
| 55,000 | 2023-06-27 | No | 4 | M | Direct |
Footnotes
- Fully vested.
- 27,500 shares vest on each of 6/27/2014, 6/27/2015 and 6/27/2016.
Billionaire Hedge Funds
