Filing Details
- Accession Number:
- 0000891839-15-000075
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-05 16:30:13
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-05
- Accepted Time:
- 2015-06-05 16:30:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 716314 | Graham Corp | GHM | General Industrial Machinery & Equipment (3560) | 161194720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1457678 | Jeffrey Glajch | C/O Graham Corporation 20 Florence Avenue Batavia NY 14020 | Vp-Finance; Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-06-03 | 350 | $21.47 | 51,963 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 263 | $21.45 | 51,700 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 200 | $21.42 | 51,500 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 200 | $21.41 | 51,300 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 467 | $21.40 | 50,833 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 1,552 | $21.39 | 49,281 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 145 | $21.37 | 49,136 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 100 | $21.36 | 49,036 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 377 | $21.34 | 48,659 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 2,100 | $21.32 | 46,559 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-03 | 300 | $0.00 | 46,259 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2015-06-04 | 200 | $0.00 | 46,059 | No | 5 | G | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 5 | G | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | $15.25 | 2013-05-20 | 2020-05-20 | 1,739 | 1,739 | Direct |
| Common Stock | Stock Option (Right to Buy) | $18.65 | 2015-05-30 | 2022-05-30 | 7,141 | 7,141 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-05-20 | 1,739 | 1,739 | Direct |
| 2022-05-30 | 7,141 | 7,141 | Direct |
Footnotes
- This option was previously reported by Mr. Glajch.
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