Filing Details

Accession Number:
0001354488-15-002868
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-05 16:01:25
Reporting Period:
2015-06-03
Filing Date:
2015-06-05
Accepted Time:
2015-06-05 16:01:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
725876 Viggle Inc. VGGL Services-Computer Programming, Data Processing, Etc. (7370) 330637631
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1555185 Kevin Arrix C/O Viggle Inc.
902 Broadway, 11Th Floor
New York NY 10010
Chief Revenue Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-04 20,000 $0.00 181,539 No 4 M Direct
Common Stock Disposition 2015-06-03 15,000 $2.12 181,539 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2015-06-04 20,000 $0.00 20,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Restricted Stock Units $0.00 124,072 124,072 Direct
Common Stock Restricted Stock Units $0.00 312 312 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
124,072 124,072 Direct
312 312 Direct
Footnotes
  1. Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
  2. This restricted stock unit award was granted September 29, 2014 and vested as to 40,000 units on December 4, 2014, vested as to 20,000 units on March 5, 2015, and vested as to 20,000 units on June 4, 2015.
  3. Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
  4. This restricted stock unit award was granted on December 31, 2011. It vested as to 521 units previously and will vest as to 208 units on December 31, 2015 and as to 104 units on December 31, 2016.
  5. This restricted stock unit award was granted on September 29, 2014 and vested as to 40,000 units on December 4, 2014, 20,000 units on March 5, 2015 and 20,000 units on June 4, 2015.
  6. The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.