Filing Details
- Accession Number:
- 0001613314-15-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-04 18:56:02
- Reporting Period:
- 2015-06-02
- Filing Date:
- 2015-06-04
- Accepted Time:
- 2015-06-04 18:56:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1561680 | Tri Pointe Homes Inc. | TPH | Operative Builders (1531) | 273201111 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1613314 | Ken Krivanec | C/O Tri Pointe Homes, Inc. 19540 Jamboree Road, Suite 300 Irvine CA 92612 | President Of Quadrant Homes | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-02 | 5,883 | $9.68 | 41,432 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-02 | 5,883 | $14.74 | 35,549 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-02 | 5,805 | $11.45 | 41,354 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-02 | 5,805 | $14.74 | 35,549 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-02 | 5,432 | $14.74 | 30,117 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock option (right to buy) | Disposition | 2015-06-02 | 5,883 | $0.00 | 5,883 | $9.68 |
| Common Stock | Stock option (right to buy) | Disposition | 2015-06-02 | 5,805 | $0.00 | 5,805 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,884 | 2014-07-07 | 2022-02-08 | No | 4 | M | Direct |
| 0 | 2014-07-07 | 2021-02-09 | No | 4 | M | Direct |
Footnotes
- Adjusted due to rounding, originally reported as $9.67.
- The sales price is a weighted average price. The shares were sold in multiple transactions at prices ranging from $14.70 to $14.7675, inclusive. The reporting person undertakes to provide TRI Pointe Homes, Inc.,or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range.
- Adjusted due to rounding, originally reported as 5,804.
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