Filing Details

Accession Number:
0001534158-15-000099
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-04 18:31:42
Reporting Period:
2015-06-03
Filing Date:
2015-06-04
Accepted Time:
2015-06-04 18:31:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1122976 Polyone Corp POL Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) 341730488
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1479548 V John Hulle Van Polyone Center
33587 Walker Road
Avon Lake OH 44012
Svp, President Of Gcai No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-24 7,253 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2015-06-03 5,367 $14.81 5,367 No 4 M Direct
Common Stock Disposition 2015-06-03 3,591 $39.38 1,776 No 4 D Direct
Common Stock Acquisiton 2015-06-03 15,533 $14.61 17,309 No 4 M Direct
Common Stock Disposition 2015-06-03 9,992 $39.38 7,317 No 4 D Direct
Common Stock Disposition 2015-06-03 7,317 $0.00 0 No 5 G Direct
Common Stock Acquisiton 2015-03-24 7,253 $0.00 41,225 No 5 G Indirect by Trust
Common Stock Acquisiton 2015-06-03 7,317 $0.00 48,542 No 5 G Indirect by Trust
Common Stock Disposition 2015-06-03 12,000 $39.32 36,542 No 4 S Indirect by Trust
Common Stock Disposition 2015-06-03 8,000 $39.07 28,542 No 4 S Indirect by Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 4 M Direct
No 4 D Direct
No 4 M Direct
No 4 D Direct
No 5 G Direct
No 5 G Indirect by Trust
No 5 G Indirect by Trust
No 4 S Indirect by Trust
No 4 S Indirect by Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2015-06-03 5,367 $0.00 5,367 $14.81
Common Stock Stock Appreciation Rights Disposition 2015-06-03 15,533 $0.00 15,533 $14.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-02-16 No 4 M Direct
0 2022-02-14 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,000 Indirect Cust of UGMA Acct
Common Stock 3,000 Indirect by Spouse's IRA
Footnotes
  1. This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.
  2. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.30 per share to a high of $39.386 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  3. The sales price is a weighted average for the sales transactions. The sales prices range from a low of $38.998 per share to a high of $39.40 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
  4. This form does not include 10,000 shares previously reported by the insider as indirectly owned by the insider's daughter.
  5. The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
  6. SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.