Filing Details
- Accession Number:
- 0001534158-15-000099
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-04 18:31:42
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-04
- Accepted Time:
- 2015-06-04 18:31:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479548 | V John Hulle Van | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp, President Of Gcai | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-24 | 7,253 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2015-06-03 | 5,367 | $14.81 | 5,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-03 | 3,591 | $39.38 | 1,776 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2015-06-03 | 15,533 | $14.61 | 17,309 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-03 | 9,992 | $39.38 | 7,317 | No | 4 | D | Direct | |
Common Stock | Disposition | 2015-06-03 | 7,317 | $0.00 | 0 | No | 5 | G | Direct | |
Common Stock | Acquisiton | 2015-03-24 | 7,253 | $0.00 | 41,225 | No | 5 | G | Indirect | by Trust |
Common Stock | Acquisiton | 2015-06-03 | 7,317 | $0.00 | 48,542 | No | 5 | G | Indirect | by Trust |
Common Stock | Disposition | 2015-06-03 | 12,000 | $39.32 | 36,542 | No | 4 | S | Indirect | by Trust |
Common Stock | Disposition | 2015-06-03 | 8,000 | $39.07 | 28,542 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 5 | G | Direct | |
No | 5 | G | Indirect | by Trust |
No | 5 | G | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2015-06-03 | 5,367 | $0.00 | 5,367 | $14.81 |
Common Stock | Stock Appreciation Rights | Disposition | 2015-06-03 | 15,533 | $0.00 | 15,533 | $14.61 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-16 | No | 4 | M | Direct | |
0 | 2022-02-14 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 10,000 | Indirect | Cust of UGMA Acct |
Common Stock | 3,000 | Indirect | by Spouse's IRA |
Footnotes
- This transaction involved a gift of securities by the reporting person to a trust, which holds the shares for the benefit of the reporting person's spouse.
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.30 per share to a high of $39.386 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $38.998 per share to a high of $39.40 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- This form does not include 10,000 shares previously reported by the insider as indirectly owned by the insider's daughter.
- The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.
- SARs become exercisable and vest one-third on the attainment of 10%, 15% and 20% stock appreciation (which must be maintained for a minimum of thirty consecutive trading days) from the grant date closing price of $14.61 per share, with no more than one-third vesting per year during the first three years.