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Home > Insider Trading > Filing (0001437749-15-011822)

Filing Details

Accession Number:: 0001437749-15-011822
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-04 17:33:27
Reporting Period:: 2015-06-03

Filing Date:: 2015-06-04
Accepted Time:: 2015-06-04 17:33:27
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
861842	Cathay General Bancorp	CATY	State Commercial Banks (6022)	954274680

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1185635	Irwin Wong	777 North Broadway Los Angeles CA 90012	Sevp, Chief Operating Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-06-03	20,000	$23.37	31,121	No	4	M	Direct
Common Stock	Disposition	2015-06-03	20,000	$31.00	29,121	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option	Disposition	2015-06-03	20,000	$0.00	20,000	$23.37

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2009-02-21	2018-02-21	No	4	M	Direct

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	17,036	Indirect	By ESOP

Footnotes

Includes 21.58 shares acquired through dividend reinvestment year-to-date.
The option is fully exercisable.