Home > Insider Trading > Filing (0000950142-15-001352)

Filing Details

Accession Number:: 0000950142-15-001352
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-04 17:21:47
Reporting Period:: 2015-06-02

Filing Date:: 2015-06-04
Accepted Time:: 2015-06-04 17:21:47
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1145986	Aspen Aerogels Inc	ASPN	Wholesale-Lumber & Other Construction Materials (5030)	043559972

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1091348	Reservoir Capital Partners Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1091555	Rcgm Llc	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1105604	H Daniel Stern	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1137465	Reservoir Capital Group Llc	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1137467	Reservoir Capital Master Fund Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1241947	A Craig Huff	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	Yes	No	Yes	No
1351308	Reservoir Capital Partners Cayman Lp	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No
1610297	Rcp Gp, Llc	C/O Reservoir Capital Group, L.l.c. 767 Fifth Avenue, 16Th Floor New York NY 10153	No	No	Yes	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2015-06-02	3,428	$7.01	251,028	No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
Common Stock	Disposition	2015-06-02	17,188	$7.01	2,642,250	No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.
Common Stock	Disposition	2015-06-03	558	$6.78	250,470	No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
Common Stock	Disposition	2015-06-03	2,795	$6.78	2,639,455	No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.
No	4	S	Indirect	Held by Reservoir Capital Master Fund, L.P.
No	4	S	Indirect	Held by Reservoir Capital Partners, L.P.

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	7,727	Direct

Footnotes

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.08, inclusive. The reporting person undertakes to provide to Aspen Aerogels, Inc., any security holder of Aspen Aerogels, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote (1) and footnotes (3), (4) and (5) to this Form 4.
The securities held by Reservoir Capital Partners, L.P. ("RCP") or Reservoir Capital Master Fund, L.P. ("RCMF") may be deemed to be beneficially owned by Craig A. Huff and Daniel Stern, who are the senior managing members (the "Reservoir Members") of RCGM, LLC ("RCGM"). RCGM is the managing member of Reservoir Capital Group, L.L.C. ("RCG"), which is the general partner of Reservoir Capital Partners (Cayman), L.P. ("RCP Cayman"), which is the sole member of RCP GP, LLC ("RCP GP"), and which is the general partner of RCP. RCG is the general partner of RCMF. Each of the Reservoir Members, RCGM, RCG, RCP Cayman and RCP GP disclaims beneficial ownership of the reported securities except to the extent of his or its pecuniary interest therein.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.00 to $7.08, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.91, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $6.65 to $6.91, inclusive.