Filing Details
- Accession Number:
- 0001534158-15-000097
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-04 16:02:49
- Reporting Period:
- 2015-06-03
- Filing Date:
- 2015-06-04
- Accepted Time:
- 2015-06-04 16:02:49
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1122976 | Polyone Corp | POL | Plastic Materials, Synth Resins & Nonvulcan Elastomers (2821) | 341730488 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1479549 | M Craig Nikrant | Polyone Center 33587 Walker Road Avon Lake OH 44012 | Svp President Global Sem | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-03 | 16,100 | $14.81 | 23,353 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-03 | 10,156 | $39.38 | 13,197 | No | 4 | D | Direct | |
Common Stock | Disposition | 2015-06-03 | 7,253 | $39.28 | 5,944 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-03 | 747 | $39.27 | 16,324 | No | 4 | S | Indirect | by Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | D | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | by Trust |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Right | Disposition | 2015-06-03 | 16,100 | $0.00 | 16,100 | $14.81 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2021-02-16 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 26,619 | Indirect | Savings Plan Trust |
Footnotes
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.274 per share to a high of $39.31 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The sales price is a weighted average for the sales transactions. The sales prices range from a low of $39.262 per share to a high of $39.274 per share. Full information regarding the number of shares sold at each separate price is available upon request by the Commission staff, PolyOne Corporation, or a security holder of PolyOne Corporation.
- The information in this report is based on a PolyOne Retirement Savings Plan statement as of June 3, 2015. PolyOne common shares are held in a unitized fund that consists of stock and cash. The number of shares and the amount of cash may fluctuate daily depending on plan level activity in the fund. Even though no transaction has occurred, this fluctuation may result in an increase or decrease in the number of shares held since the last report filed by the reporting person.
- The stock appreciation rights vest in three equal annual installments beginning February 16, 2012.