Filing Details
- Accession Number:
- 0001144204-15-035487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-04 15:12:37
- Reporting Period:
- 2015-06-02
- Filing Date:
- 2015-06-04
- Accepted Time:
- 2015-06-04 15:12:37
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1590695 | Twinlab Consolidated Holdings Inc. | TLCC | Medicinal Chemicals & Botanical Products (2833) | 463951742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1344511 | W William Nicholson | 121 North Post Oak Lane Houston TX 77024 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Acquisiton | 2015-06-02 | 3,289,474 | $0.76 | 29,879,474 | No | 4 | P | Indirect | owned through limited liability company |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | owned through limited liability company |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 | Warrant (right to buy) | Acquisiton | 2015-06-02 | 3,289,474 | $0.00 | 3,289,474 | $0.01 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,289,474 | 2015-06-02 | 2020-05-31 | No | 4 | J | Indirect |
Footnotes
- These shares are owned by Little Harbor, LLC, a Nevada limited liability company ("LH LLC"), of which the reporting person is the holder of 19.5% of the membership interests. The reporting person disclaims beneficial ownership of any shares held by LH LLC that would exceed his percentage interest in LH LLC.
- The warrant was issued to LH LLC pursuant to a Stock Purchase Agreement, dated as of June 2, 2015. The reporting person disclaims beneficial ownership of any shares issuable to LH LLC under the warrant that would exceed his percentage interest in LH LLC. See Note 1.
- The number of shares issuable upon exercise of the warrant is subject to adjustment under certain circumstances.