Filing Details
- Accession Number:
- 0001437749-15-011760
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-06-03 21:40:43
- Reporting Period:
- 2015-04-24
- Filing Date:
- 2015-06-03
- Accepted Time:
- 2015-06-03 21:40:43
- Original Submission Date:
- 2015-04-28
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1162461 | Cutera Inc | CUTR | Electromedical & Electrotherapeutic Apparatus (3845) | 770492262 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1285172 | J Ronald Santilli | C/O Cutera, Inc. 3240 Bayshore Blvd Brisbane CA 94005 | Evp & Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-04-24 | 1,961 | $8.66 | 55,467 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-04-24 | 1,961 | $14.17 | 53,506 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-04-24 | 1,961 | $0.00 | 55,000 | $8.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 53,039 | 2010-06-01 | 2016-06-08 | No | 4 | M | Direct |
Footnotes
- Options vest according to the following schedule: 1/3rd on 06/1/2010 and 1/36th monthly thereafter.
- Stock acquired through employee stock option exercises and sold through a Rule 10b5-1 Plan at prices ranging from $14.10 to $14.27, with $14.1709 being the average. The reporting person undertakes to provide to Cutera, Inc., any security holder of Cutera, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- Correcting April 28, 2015 filing to reflect the exercise of the employee stock option as a '(D) Disposition' of the stock option, instead of an '(A) or acquisition,' as previously incorrectly reported.
Billionaire Hedge Funds
