Filing Details
- Accession Number:
- 0001612886-15-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-03 21:03:32
- Reporting Period:
- 2015-06-02
- Filing Date:
- 2015-06-03
- Accepted Time:
- 2015-06-03 21:03:32
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1449278 | Tubemogul Inc | TUBE | Services-Prepackaged Software (7372) | 510633881 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1612886 | K Paul Joachim | 1250 53Rd Street, Suite 2 Emeryville CA 94608 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-06-02 | 2,750 | $0.70 | 27,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-02 | 2,750 | $16.28 | 24,740 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-06-02 | 2,750 | $0.70 | 27,490 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-02 | 2,750 | $16.28 | 24,740 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-06-02 | 528 | $15.57 | 24,212 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-06-03 | 879 | $15.40 | 23,333 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-06-02 | 2,750 | $0.00 | 2,750 | $0.70 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2015-06-02 | 2,750 | $0.00 | 2,750 | $0.70 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 291,750 | 2022-04-19 | No | 4 | M | Direct | |
| 289,000 | 2022-04-19 | No | 4 | M | Direct |
Footnotes
- Of the reported shares, 16,875 shares are represented by RSUs.
- The reported sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 13, 2015.
- The shares reported as disposed of were withheld by the Issuer in order to cover withholding taxes in connection with the vesting of restricted stock units, or RSUs. These shares were not issued to or sold by the Reporting Person.
- Subject to the Reporting Person's continued service to the Issuer, 25% of the shares subject to the option vested on 2/22/2013, and thereafter 1/48th of the shares vest monthly.
Billionaire Hedge Funds
