Home > Insider Trading > Filing (0001513935-15-000023)

Filing Details

Accession Number:: 0001513935-15-000023
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2015-06-03 20:54:05
Reporting Period:: 2015-06-01

Filing Date:: 2015-06-03
Accepted Time:: 2015-06-03 20:54:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1122388	Ellie Mae Inc	ELLI	Services-Prepackaged Software (7372)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1513935	Edgar Luce	C/O Ellie Mae, Inc. 4420 Rosewood Drive, Suite 500 Pleasanton CA 94588	Chief Financial Officer	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-06-01	1,400	$1.38	87,299	No	4	M	Direct
Common Stock	Disposition	2015-06-01	1,400	$62.98	85,899	No	4	S	Direct
Common Stock	Acquisiton	2015-06-01	2,700	$1.38	88,599	No	4	M	Direct
Common Stock	Disposition	2015-06-01	2,700	$64.06	85,899	No	4	S	Direct
Common Stock	Acquisiton	2015-06-01	681	$1.38	86,580	No	4	M	Direct
Common Stock	Disposition	2015-06-01	681	$64.90	85,899	No	4	S	Direct
Common Stock	Acquisiton	2015-06-01	219	$8.85	86,118	No	4	M	Direct
Common Stock	Disposition	2015-06-01	219	$64.90	85,899	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Show Other Fields >>

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-06-01	1,400	$0.00	1,400	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-06-01	2,700	$0.00	2,700	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-06-01	681	$0.00	681	$1.38
Common Stock	Non-Qualified Stock Option (right to buy)	Disposition	2015-06-01	219	$0.00	219	$8.85

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
3,381	2017-08-23	No	4	M	Direct
681	2017-08-23	No	4	M	Direct
0	2017-08-23	No	4	M	Direct
23,469	2020-08-26	No	4	M	Direct

Footnotes

The exercise and sale of these stock options was completed pursuant to the Rule 10b5-1 trading plan adopted by Edgar A. Luce.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $62.50 to $63.33, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $63.52 to $64.51, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported is a weighted average price. The shares were sold in multiple transactions ranging from $64.65 to $65.26, inclusive. The reporting person undertakes to provide to Ellie Mae, Inc., any security holder of Ellie Mae, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
100% of the shares subject to the option are fully vested and exercisable.
The reported transaction is a grant of a derivative security, in which we have left column 8 blank, and have reported the exercise or conversion price of the derivative security in column 2.