Filing Details

Accession Number:
0001225208-15-013336
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-03 18:05:00
Reporting Period:
2015-06-01
Filing Date:
2015-06-03
Accepted Time:
2015-06-03 18:05:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1281761 Regions Financial Corp RF National Commercial Banks (6021) 630589368
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1509494 M. Cynthia Rogers P. O. Box 10247
Birmingham AL 35202-0247
Sevp No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-01 40,085 $0.00 117,779 No 4 M Direct
Common Stock Acquisiton 2015-06-01 29,153 $0.00 146,932 No 4 M Direct
Common Stock Disposition 2015-06-01 423 $6.61 146,509 No 4 F Direct
Common Stock Disposition 2015-06-01 9,500 $10.13 137,009 No 4 S Direct
Common Stock Disposition 2015-06-01 23,019 $9.98 113,990 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Performance Stock Units - 2012 Disposition 2015-06-01 29,153 $0.00 40,085 $0.00
Common Stock Restricted Stock Units Disposition 2015-06-01 29,153 $0.00 29,153 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
62,138 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,250 Indirect By 401(k)
Common Stock 1,290 Indirect By Living Trust
Depositary Shares Representing Series A Preferred Stock 1,000 Indirect By Spouse IRA
Common Stock (Phantom Stock) 4,007 Indirect Indirect - By 401 (k) Supplemental Plan
Footnotes
  1. The performance stock units vested and were settled in shares of common stock on June 1, 2015, at the conversion rate of 1.375 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2012, through December 31, 2014. For more information, please see the Current Report on Form 8-K filed by Regions Financial Corporation on May 25, 2012.
  2. The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on June 1, 2015.
  3. Valued as of the date that certain tax obligations became fixed in accordance with I.R.S. requirements.
  4. Sale pursuant to a trading plan intended to comply with the requirements of SEC Rule 10b5-1.
  5. Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.