Filing Details
- Accession Number:
- 0001225208-15-013336
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-03 18:05:00
- Reporting Period:
- 2015-06-01
- Filing Date:
- 2015-06-03
- Accepted Time:
- 2015-06-03 18:05:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281761 | Regions Financial Corp | RF | National Commercial Banks (6021) | 630589368 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1509494 | M. Cynthia Rogers | P. O. Box 10247 Birmingham AL 35202-0247 | Sevp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-06-01 | 40,085 | $0.00 | 117,779 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-06-01 | 29,153 | $0.00 | 146,932 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-06-01 | 423 | $6.61 | 146,509 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-06-01 | 9,500 | $10.13 | 137,009 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-01 | 23,019 | $9.98 | 113,990 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Performance Stock Units - 2012 | Disposition | 2015-06-01 | 29,153 | $0.00 | 40,085 | $0.00 |
Common Stock | Restricted Stock Units | Disposition | 2015-06-01 | 29,153 | $0.00 | 29,153 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
62,138 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,250 | Indirect | By 401(k) |
Common Stock | 1,290 | Indirect | By Living Trust |
Depositary Shares Representing Series A Preferred Stock | 1,000 | Indirect | By Spouse IRA |
Common Stock (Phantom Stock) | 4,007 | Indirect | Indirect - By 401 (k) Supplemental Plan |
Footnotes
- The performance stock units vested and were settled in shares of common stock on June 1, 2015, at the conversion rate of 1.375 shares of common stock for each unit, based on the level of company achievement of performance goals during the performance period from January 1, 2012, through December 31, 2014. For more information, please see the Current Report on Form 8-K filed by Regions Financial Corporation on May 25, 2012.
- The restricted stock units vested and were settled in shares of common stock on a 1-for-1 basis on June 1, 2015.
- Valued as of the date that certain tax obligations became fixed in accordance with I.R.S. requirements.
- Sale pursuant to a trading plan intended to comply with the requirements of SEC Rule 10b5-1.
- Expressed as ownership units in the plan's unitized employer stock fund, which is managed such that each unit is intended to approximate the economic value of one share of common stock.