Filing Details
- Accession Number:
- 0001209191-15-049735
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-03 17:35:46
- Reporting Period:
- 2015-05-13
- Filing Date:
- 2015-06-03
- Accepted Time:
- 2015-06-03 17:35:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1305294 | Qlik Technologies Inc | QLIK | Services-Prepackaged Software (7372) | 201643718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1608095 | Eugene Jackson | C/O Qlik Technologies Inc. 150 N. Radnor Chester Road Radnor PA 19087 | Chief Marketing Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-13 | 50,000 | $0.00 | 50,000 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-06-01 | 3,405 | $36.38 | 46,595 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-06-02 | 9,095 | $36.00 | 37,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Footnotes
- These shares were acquired upon the Reporting Person achieving certain performance criteria pursuant to a previously issued performance based restricted stock unit award, which includes 12,500 shares subject to vesting on June 1, 2015, June 1, 2016, June 1, 2017 and June 1, 2018 provided that the Reporting Person remains continuously employed by the Issuer through such date.
- Represents shares of the Issuer's common stock sold to satisfy tax obligations relating to the acquisition of shares of the Issuer's common stock in connection with the vesting of the RSU referenced in footnote (1).
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.3662 to $36.44, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) and (5) to this Form 4.
- The sale of these shares were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 9, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.81 to $36.18, inclusive.