Filing Details
- Accession Number:
- 0001209191-15-049211
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-02 20:08:04
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-06-02
- Accepted Time:
- 2015-06-02 20:08:04
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
815094 | Abiomed Inc | ABMD | Surgical & Medical Instruments & Apparatus (3841) | 042743260 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1017832 | P Martin Sutter | 21 Waterway Avenue, Suite 225 The Woodlands TX 77380 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $0.01 Par Value | Acquisiton | 2015-05-19 | 24,747 | $67.74 | 150,369 | No | 4 | J | Direct | |
Common Stock, $0.01 Par Value | Acquisiton | 2015-05-29 | 7,500 | $60.17 | 157,869 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | J | Direct | |
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $0.01 Par Value | 946,818 | Indirect | By Essex Woodlands Health Ventures Fund VI, L.P. |
Common Stock, $0.01 Par Value | 1,203,182 | Indirect | By Essex Woodlands Health Ventures Fund VII, L.P. |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock option (right to buy) | $13.91 | 2009-05-20 | 2018-05-20 | 25,000 | 25,000 | Direct |
Common Stock | Stock option (right to buy) | $18.63 | 2009-08-12 | 2018-08-13 | 12,000 | 12,000 | Direct |
Common Stock | Stock option (right to buy) | $7.67 | 2010-08-11 | 2019-08-12 | 12,000 | 12,000 | Direct |
Common Stock | Stock option (right to buy) | $9.99 | 2011-08-10 | 2020-08-11 | 12,000 | 12,000 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-20 | 25,000 | 25,000 | Direct |
2018-08-13 | 12,000 | 12,000 | Direct |
2019-08-12 | 12,000 | 12,000 | Direct |
2020-08-11 | 12,000 | 12,000 | Direct |
Footnotes
- Mr. Sutter received 24,747 shares of Common Stock as a payment-in-kind distribution from Essex Woodlands Health Ventures Fund VII, L.P. ("Fund VII") to its general partner and limited partners of an aggregate payment-in-kind distribution of 1,000,000 shares of Common Stock.
- On May 29, 2015, Mr. Sutter purchased an aggregate of 7,500 shares of Common Stock of the Issuer in multiple open market transactions, with prices ranging from $59.80 to $60.50.
- These securities are held by Essex Woodlands Health Ventures Fund VI, L.P. ("Fund VI"). Mr. Sutter is a managing director of Essex Woodlands Health Ventures VI, L.P., the general partner that manages Fund VI. As managing director, Mr. Sutter shares voting and investment powers for Fund VI. Mr. Sutter disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
- On May 19, 2015, Fund VII made a payment-in-kind distribution of 1,000,000 shares of Issuer's Common Stock to its partners pro-rata based on their respective interests in Fund VII rather than selling the shares and distributing the proceeds.
- These securities are held by Fund VII. Mr. Sutter is a managing director of Essex Woodlands Health Ventures VII, L.P., the general partner that manages Fund VII. As managing director, Mr. Sutter shares voting and investment powers for Fund VII. Mr. Sutter disclaims beneficial ownership of all such securities except to the extent of his pecuniary interest therein.
- Grant to reporting person to buy shares of Common Stock of Issuer under ABIOMED, Inc. 2000 Stock Incentive Plan.
- These options become exercisable in annual 20% increments commencing on the date set forth in Table II, Column 6.
- Grant to reporting person of option to buy shares of Common Stock of Issuer set forth in Table II, Column 7, under the ABIOMED, Inc. 2008 Stock Incentive Plan.