Home > Insider Trading > Filing (0001225208-15-013214)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
927628	Capital One Financial Corp	COF	National Commercial Banks (6021)	541719854

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1420501	M. Ryan Schneider	1680 Capital One Drive Mclean VA 22102	President, Card	No	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2015-05-29	48,678	$45.75	257,893	No	4	M	Direct
Common Stock	Acquisiton	2015-05-29	37,700	$48.95	295,593	No	4	M	Direct
Common Stock	Disposition	2015-05-29	900	$84.46	294,693	No	4	S	Direct
Common Stock	Disposition	2015-05-29	1,500	$84.49	293,193	No	4	S	Direct
Common Stock	Disposition	2015-05-29	2,100	$84.48	291,093	No	4	S	Direct
Common Stock	Disposition	2015-05-29	36,800	$83.90	254,293	No	4	S	Direct
Common Stock	Disposition	2015-05-29	42,406	$83.73	211,887	No	4	S	Direct
Common Stock	Disposition	2015-05-29	56,408	$83.73	155,479	No	4	S	Direct
Common Stock	Acquisiton	2015-06-01	4,300	$48.95	159,779	No	4	M	Direct
Common Stock	Disposition	2015-06-01	4,300	$84.00	155,479	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Options	Disposition	2015-05-29	48,678	$0.00	48,678	$45.75
Common Stock	Stock Options	Disposition	2015-05-29	37,700	$0.00	37,700	$48.95
Common Stock	Stock Options	Disposition	2015-06-01	4,300	$0.00	4,300	$48.95

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
0	2022-01-30	No	4	M	Direct
26,000	2018-02-20	No	4	M	Direct
21,700	2018-02-20	No	4	M	Direct

Footnotes

This transaction was executed pursuant to a trading plan entered into by the reporting person on April 30, 2015, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.
These shares were sold at prices ranging from $84.33 to $84.51. Information regarding the number of shares sold at each price will be provided upon request.
These shares were sold at prices ranging from $84.36 to $84.51. Information regarding the number of shares sold at each price will be provided upon request.
These shares were sold at prices ranging from $83.33 to $84.29. Information regarding the number of shares sold at each price will be provided upon request.
These shares were sold at prices ranging from $83.33 to $84.30. Information regarding the number of shares sold at each price will be provided upon request.
These shares were sold at prices ranging from $83.33 to $84.24. Information regarding the number of shares sold at each price will be provided upon request.
The option became exercisable in 1/3 increments beginning on February 10, 2013.
The option became exercisable in 1/3 increments beginning on February 21, 2009.