Filing Details
- Accession Number:
- 0001040593-15-000071
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-02 17:45:38
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-06-02
- Accepted Time:
- 2015-06-02 17:45:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1040593 | Carrizo Oil & Gas Inc | CRZO | Crude Petroleum & Natural Gas (1311) | 760415919 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1481326 | L. David Pitts | 500 Dallas Street Suite 2300 Houston TX 77002 | Vp & Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-29 | 8,796 | $0.00 | 37,593 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-29 | 9,863 | $0.00 | 47,456 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-06-01 | 7,836 | $49.83 | 39,620 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-29 | 2,145 | $37.99 | 41,765 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-29 | 2,145 | $50.01 | 39,620 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2015-05-29 | 8,796 | $0.00 | 8,796 | $0.00 |
| Common Stock | Restricted Stock Units | Disposition | 2015-05-29 | 9,863 | $0.00 | 9,863 | $0.00 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-05-29 | 2,145 | $0.00 | 2,145 | $37.99 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 9,863 | No | 4 | M | Direct | ||
| 0 | 2015-07-14 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected in accordance with Rule 10b5-1.
- The sales reported in this Form 4 were effected to satisfy the reporting person's federal income tax obligations with respect to the vesting of equity awards.
- The price reported in Column 4 is a weighted average price. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4. These shares were sold in multiple transactions at prices ranging from $49.60 to $50.19, inclusive.
- Pursuant to the requirements of Form 4, the exercise of cash settled stock appreciation rights are presented as an acquisition and disposition of common stock. Contrary to this presentation, because the stock appreciation rights were settled in cash, no shares of common stock were issued to or sold by the reporting person.
- Each restricted stock unit was automatically converted into one share of common stock. These restricted stock units vested in three equal installments on May 29, 2013, May 29, 2014 and May 29, 2015.
- Each restricted stock unit represents a contingent right to receive one share of common stock. These restricted stock units vested, or will vest, in three equal installments on May 29, 2014, May 29, 2015 and May 29, 2016.
- These stock appreciation rights are settled solely in cash.
- These stock appreciation rights vested in three installments of 40%, 40% and 20% on May 29, 2012, May 29, 2013 and May 29, 2014, respectively.
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