Filing Details

Accession Number:
0001140361-15-022794
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-02 15:05:21
Reporting Period:
2015-06-01
Filing Date:
2015-06-02
Accepted Time:
2015-06-02 15:05:21
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1505732 Bankwell Financial Group Inc. BWFG State Commercial Banks (6022) 208251355
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1422086 R Christopher Gruseke C/O Bankwell Financial Group, Inc.
220 Elm Street
New Canaan CT 06840
President & Ceo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-06-01 2,000 $18.24 2,000 No 4 P Indirect Joint with Wife
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Joint with Wife
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 14,000 Direct
Common Stock 40,000 Direct
Common Stock 38,525 Indirect Joint with Wife
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Warrants $14.00 2015-10-01 2015-12-01 4,509 4,509 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2015-12-01 4,509 4,509 Direct
Footnotes
  1. Each Unit consists of one share of Common Stock and an attached Warrant which gives the Reporting Person the right to purchase .3221 shares of the Company's Common Stock at $14.00 per share once exercised. The exercise period for the Warrants is currently set for October 1, 2015 through December 1, 2015. The associated Common Stock is disclosed in Table I, and the associated Warrants in Table II.
  2. 40,000 shares of restricted stock granted pursuant to the 2012 Bankwell Financial Group, Inc. Stock Plan and will vest in four equal installments of 25%, with the first installment to vest on December 1, 2015 and an additional 25% to vest on the anniversary of the vesting date thereafter.