Filing Details
- Accession Number:
- 0001061434-15-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-02 11:51:27
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-06-02
- Accepted Time:
- 2015-06-02 11:51:27
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1380846 | Tristate Capital Holdings Inc. | TSC | State Commercial Banks (6022) | 204929029 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1061434 | F James Getz | One Oxford Centre 301 Grant Street, Suite 2700 Pittsburgh PA 15219 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-29 | 2,000 | $11.67 | 46,252 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 512,958 | Direct | |
| Common Stock | 287,173 | Indirect | By Getz Enterprises, L.P. |
| Common Stock | 180,618 | Indirect | By Barclays Capital, Inc. FBO James F. Getz Individual Retirement Account |
Footnotes
- Shares held jointly of record by Mr. Getz and his spouse.
- Owned by Mr. Getz individually
- The Reporting Person is the general partner of this entity, which owns a total of 287,173 shares of the Issuers' common stock.
- The Reporting Person is the beneficiary of this account, which owns a total of 180,618 shares of the Issuer's common stock.
Billionaire Hedge Funds
