Filing Details
- Accession Number:
- 0001140361-15-022738
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-01 21:34:15
- Reporting Period:
- 2015-05-28
- Filing Date:
- 2015-06-01
- Accepted Time:
- 2015-06-01 21:34:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
17313 | Capital Southwest Corp | CSWC | () | 751072796 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1556002 | Bailey Matthew Golden | C/O Capital Southwest Corporation 5400 Lyndon B. Johnson Freeway Ste 1300 Dallas TX 75240 | Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-28 | 100 | $50.50 | 2,900 | No | 4 | S | Indirect | By Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | By Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,500 | Indirect | By Trust |
Common Stock | 659 | Indirect | By ESOP |
Footnotes
- Reflects ESOP allocations that have occurred since the date of the reporting person's last ownership report.