Filing Details
- Accession Number:
- 0001144204-15-034948
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-01 18:54:23
- Reporting Period:
- 2015-05-29
- Filing Date:
- 2015-06-01
- Accepted Time:
- 2015-06-01 18:54:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490349 | Medley Capital Corp | MCC | () | 274576073 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1510194 | Brook Taube | C/O Medley Capital Corporation 375 Park Avenue, 33Rd Floor New York NY 10152 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-05-29 | 24,914 | $9.41 | 189,914 | No | 4 | P | Indirect | See Footnote |
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2015-06-01 | 86 | $9.36 | 190,000 | No | 4 | P | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See Footnote |
No | 4 | P | Indirect | See Footnote |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.37 to $9.44, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.