Filing Details

Accession Number:
0001144204-15-034948
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-06-01 18:54:23
Reporting Period:
2015-05-29
Filing Date:
2015-06-01
Accepted Time:
2015-06-01 18:54:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1490349 Medley Capital Corp MCC () 274576073
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1510194 Brook Taube C/O Medley Capital Corporation
375 Park Avenue, 33Rd Floor
New York NY 10152
Chief Executive Officer Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-05-29 24,914 $9.41 189,914 No 4 P Indirect See Footnote
Common Stock, Par Value $0.001 Per Share Acquisiton 2015-06-01 86 $9.36 190,000 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.37 to $9.44, inclusive. The reporting person undertakes to provide to Medley Capital Corporation, any security holder of Medley Capital Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
  2. These securities are held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person serves as a trustee.