Filing Details
- Accession Number:
- 0001131096-15-000117
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-06-01 16:30:17
- Reporting Period:
- 2015-05-28
- Filing Date:
- 2015-06-01
- Accepted Time:
- 2015-06-01 16:30:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1433714 | Castlight Health Inc. | CSLT | Services-Computer Processing & Data Preparation (7374) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1131096 | Athenahealth Inc | 311 Arsenal Street Watertown MA 02472 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common Stock | Acquisiton | 2015-05-28 | 43,201 | $0.00 | 43,201 | No | 4 | C | Direct | |
| Class B Common Stock | Disposition | 2015-05-28 | 43,201 | $8.89 | 0 | No | 4 | S | Direct | |
| Class B Common Stock | Acquisiton | 2015-05-29 | 48,200 | $0.00 | 48,200 | No | 4 | C | Direct | |
| Class B Common Stock | Disposition | 2015-05-29 | 48,200 | $8.75 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Class A Common Stock | Disposition | 2015-05-28 | 43,201 | $0.00 | 43,201 | $0.00 |
| Class B Common Stock | Class A Common Stock | Disposition | 2015-05-29 | 48,200 | $0.00 | 48,200 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 3,452,294 | No | 4 | C | Direct | ||
| 3,404,094 | No | 4 | C | Direct |
Footnotes
- Each share of Class A Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class B Common Stock. In addition, each share of Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the transfer, whether or not for value, that occurs after the closing of the Issuer's initial public offering to any transferee who is not a "Permitted Transferee", as defined in the Issuer's Restated Certificate of Incorporation.
- The sales reported on this Form 4 were made pursuant to a written trading plan adopted by the Reporting Person on February 27, 2015, in accordance with Rule 10b5-1.
- This price represents the weighted average of sales ranging from $8.77 to $9.09. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average of sales ranging from $8.61 to $8.91. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
- Each share of Class A Common Stock will convert automatically into one (1) share of Class B Common Stock upon the earliest to occur of the following: (a) the first date on which the number of shares of Class A Common Stock then outstanding is less than 15,340,384 shares, (b) March 19, 2024, or (c) a time and date approved in writing by holders of at least a majority of the then-outstanding shares of Class A Common Stock. The shares of Class A Common Stock and Class B Common Stock have no expiration date.
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