Filing Details
- Accession Number:
- 0001437749-15-011405
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-29 18:23:30
- Reporting Period:
- 2015-05-14
- Filing Date:
- 2015-05-29
- Accepted Time:
- 2015-05-29 18:23:30
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
879682 | Viveve Medical Inc. | VIVMF | Electromedical & Electrotherapeutic Apparatus (3845) | 043153858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1219014 | M Scott Rocklage | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
1240357 | D John Diekman | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
1386509 | 5Am Ventures Ii Lp | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
1390376 | 5Am Co-Investors Ii Lp | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
1555952 | 5Am Partners Ii, Llc | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No | |
1598549 | J. Andrew Schwab | 2200 Sand Hill Road, Suite 110 Menlo Park CA 94025 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-05-14 | 650,026 | $0.37 | 7,310,231 | No | 4 | P | Indirect | See |
Common Stock | Acquisiton | 2015-05-14 | 25,649 | $0.37 | 288,447 | No | 4 | P | Indirect | See |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | See |
No | 4 | P | Indirect | See |
Footnotes
- Shares directly beneficially owned by 5AM Ventures II, L.P.
- Shares directly beneficially owned by 5AM Co-Investors II, L.P.
- 5AM Partners II, LLC is the general partner of 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. and may be deemed to have sole voting and investment power over the shares beneficially owned by 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. Dr. John Diekman, Andrew Schwab and Dr. Scott Rocklage, the managing members of 5AM Partners II, LLC, and Mark Colella, an assignee of 5AM Partners II, LLC, may be deemed to have shared voting and investment power over the shares beneficially owned by 5AM Ventures II, L.P. and 5AM Co-Investors II, L.P. Each of 5AM Partners II, LLC, Dr. Diekman, Mr. Schwab, Dr. Rocklage and Mr. Colella disclaim beneficial ownership of such shares except to the extent of its or his pecuniary interest therein.