Filing Details
- Accession Number:
- 0001354488-15-002777
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-29 16:12:04
- Reporting Period:
- 2015-05-27
- Filing Date:
- 2015-05-29
- Accepted Time:
- 2015-05-29 16:12:04
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 725876 | Viggle Inc. | VGGL | Services-Computer Programming, Data Processing, Etc. (7370) | 330637631 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1555185 | Kevin Arrix | C/O Viggle Inc. 902 Broadway, 11Th Floor New York NY 10010 | Chief Revenue Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-05-27 | 15,000 | $2.30 | 176,539 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | $0.00 | 124,072 | 124,072 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 20,000 | 20,000 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 312 | 312 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 124,072 | 124,072 | Direct | |
| 20,000 | 20,000 | Direct | |
| 312 | 312 | Direct |
Footnotes
- Each restricted stock unit represents the right to receive, at settlement, one (1) share of common stock.
- Restricted stock units in respect of 155,090 shares of Common Stock granted pursuant to the Company?s 2011 Executive Incentive Plan. These restricted stock units vested as to 31,018 shares on May 1, 2015 and an additional 31,018 shares will vest on each of May 1, 2016, May 1, 2017, May 1, 208 and May 1, 2019.
- This restricted stock unit award was granted September 29, 2014 and vested as to 40,000 units on December 4, 2014,vested as to 20,000 units on March 5, 2015, and will vest as to 20,000 units on June 4, 2015.
- This restricted stock unit award was granted on December 31, 2011. It vested as to 521 units previously and will vest as to 208 units on December 31, 2015 and as to 104 units on December 31, 2016.
- The grant and the vesting of these restricted stock units are exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.
- The acquisition of these shares was exempt from the provisions of Section 16(b) pursuant to Rule 16b-3 promulgated thereunder.
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