Filing Details
- Accession Number:
- 0001181431-15-007625
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-28 21:51:21
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2015-05-28
- Accepted Time:
- 2015-05-28 21:51:21
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1411494 | Apollo Global Management Llc | APO | Investment Advice (6282) | 208880053 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1272987 | E Michael Ducey | C/O Apollo Global Management, Llc 9 West 57Th Street, 43Rd Floor New York NY 10019 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Shares | Acquisiton | 2015-05-26 | 558 | $21.47 | 1,308 | No | 4 | P | Indirect | By the Ella Jane Spinder Irrevocable Trust |
Class A Shares | Acquisiton | 2015-05-26 | 558 | $21.49 | 1,308 | No | 4 | P | Indirect | By the Elise Sue Spinder Irrevocable Trust |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By the Ella Jane Spinder Irrevocable Trust |
No | 4 | P | Indirect | By the Elise Sue Spinder Irrevocable Trust |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Shares | 29,616 | Direct |
Footnotes
- These Class A shares are held in the Ella Jane Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.
- These Class A shares are held in the Elise Sue Spinder Irrevocable Trust, for the benefit of the reporting person's grandchildren, for which the reporting person and several of the reporting person's immediate family members serve as trustees and have shared investment power. The reporting person disclaims beneficial ownership of the Class A shares held in the trust, except to the extent of his pecuniary interest therein.
- Reported amount includes 3,620 restricted share units ("RSUs") granted under the Apollo Global Management, LLC 2007 Omnibus Equity Incentive Plan. Each RSU represents the contingent right to receive one Class A share for each vested RSU. Subject to accelerated vesting in certain circumstances, the RSUs vest in installments in accordance with the terms of the applicable RSU award agreement by and between the reporting person and the issuer, provided the reporting person remains in service through the applicable vesting date.