Filing Details

Accession Number:
0001209191-15-047769
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-28 20:45:53
Reporting Period:
2015-05-26
Filing Date:
2015-05-28
Accepted Time:
2015-05-28 20:45:53
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
29002 Diodes Inc L DIOD Semiconductors & Related Devices (3674) 952039518
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1196531 Shew Keh Lu 4949 Hedgcoxe Road
Suite 200
Plano TX 75024
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Diodes Incorporated Common Stock Acquisiton 2015-05-26 110,000 $0.00 940,033 No 4 A Direct
Diodes Incorporated Common Stock Disposition 2015-05-27 13 $25.59 940,020 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2015-05-27 123 $25.64 939,897 No 4 S Direct
Diodes Incorporated Common Stock Disposition 2015-05-27 9,391 $25.22 930,506 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Diodes Incorporated Common Stock 33,550 Indirect Custodial
Diodes Incorporated Common Stock 103,000 Indirect Revocable Trust
Diodes Incorporated Common Stock 476,783 Indirect Lu Grandchildren's Trust
Footnotes
  1. Restricted stock units vest in four equal installments beginning 05/26/2016.
  2. Granted under Rule 16b-3 Plan.
  3. Vested restricted stock unit shares automatically sold to cover income tax for the 05/26/2011, 05/21/2012, and 5/27/2014 awards.
  4. These shares are held in accounts for the reporting persons minor grandchildren and the reporting person is the custodian of those accounts. The reporting person disclaims ownership of the shares held in those custodial accounts, and this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purposes.