Filing Details
- Accession Number:
- 0001209191-15-047634
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-05-28 17:51:33
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2015-05-28
- Accepted Time:
- 2015-05-28 17:51:33
- Original Submission Date:
- 2015-05-28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1539638 | Triumph Bancorp Inc. | TBK | State Commercial Banks (6022) | 200477066 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1621664 | Iii W Raymond Sperring | 12700 Park Central Drive Suite 1700 Dallas TX 75251 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Comon Stock | Acquisiton | 2015-05-26 | 1,000 | $12.92 | 8,740 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Footnotes
- This Transaction Line is being amended to accurately reflect a $12.92 purchase price for the acquisition. The originally filed Form 4 inadvertently reflected a $0.00 purchase price on Table I column 4 for this Transaction Line.
- Represents 1,000 shares of common stock of Issuer beneficially owned through Fidelity as Custodian FBO Raymond W. Sperring Roth IRA.
- Consists of (i) 3,591 shares beneficially owned by reporting person, (ii) 1,000 shares beneficially owned through Fidelity as Custodian FBO reporting person's Roth IRA (iii) 2,667 unvested shares of restricted common stock of Issuer granted to reporting person on 12/1/14 of which 1,333 will vest on 12/1/15 and 1,334 will vest on 12/1/16, and (iii) 1,482 unvested shares of restricted common stock of Issuer granted to reporting person on 4/1/15 of which 494 shares will vest on 4/1/16, 494 shares will vest on 4/1/17, and 494 shares will vest on 4/1/18.