Filing Details
- Accession Number:
- 0001626624-15-000036
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-28 11:54:47
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2015-05-28
- Accepted Time:
- 2015-05-28 11:54:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 33488 | Escalade Inc | ESCA | Sporting & Athletic Goods, Nec (3949) | 132739290 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1409119 | J Robert Keller | 817 Maxwell Ave Evansville IN 47711 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-05-26 | 8,272 | $18.12 | 210,296 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-27 | 10,000 | $6.07 | 220,296 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-27 | 10,000 | $5.28 | 230,296 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-27 | 5,500 | $5.85 | 235,796 | No | 4 | M | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock Option | Disposition | 2015-05-27 | 10,000 | $0.00 | 10,000 | $6.07 |
| Common Stock | Common Stock Option | Disposition | 2015-05-27 | 10,000 | $0.00 | 10,000 | $5.28 |
| Common Stock | Common Stock Option | Disposition | 2015-05-27 | 5,500 | $0.00 | 5,500 | $5.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2012-03-01 | 2016-03-01 | No | 4 | M | Direct |
| 10,000 | 2013-03-02 | 2017-03-02 | No | 4 | M | Direct |
| 11,000 | 2014-03-01 | 2018-03-01 | No | 4 | M | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $18.01 to $18.29, inclusive. The reporting person undertakes to provide to Escalade Incorporated, any security holder of Escalade Incorporated or the staff of the Securities and Exchange Commission, upon request full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
- Shares issued pursuant to the exercise of options under the Escalade, Incorporated 2007 Incentive Plan.
Billionaire Hedge Funds
