Filing Details
- Accession Number:
- 0001181431-15-007558
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-27 18:39:20
- Reporting Period:
- 2015-05-26
- Filing Date:
- 2015-05-27
- Accepted Time:
- 2015-05-27 18:39:20
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1501756 | Avalanche Biotechnologies Inc. | [AAVL] | Biological Products, (No Disgnostic Substances) (2836) | 205258327 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1504491 | Paul Wachter | C/O Avalanche Biotechnologies, Inc. 1035 O'Brien Drive, Suite A Menlo Park CA 94025 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-05-26 | 786 | $36.52 | 41,143 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-05-26 | 304 | $37.59 | 40,839 | No | 4 | S | Indirect | See Footnote |
Common Stock | Disposition | 2015-05-26 | 102 | $38.30 | 40,737 | No | 4 | S | Indirect | See Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
No | 4 | S | Indirect | See Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,000 | Direct |
Footnotes
- Transaction made pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
- This transaction was executed in multiple trades in prices ranging from $36.020 to $37.020, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares are held directly by the Wachter Family Trust.
- This transaction was executed in multiple trades in prices ranging from $37.025 to $38.020, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $38.050 to $38.620, inclusive. The price reported in Column 4 above reflects the weighted average sales price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.