Filing Details
- Accession Number:
- 0001096906-15-000601
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-27 17:08:15
- Reporting Period:
- 2015-05-22
- Filing Date:
- 2015-05-27
- Accepted Time:
- 2015-05-27 17:08:15
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
318673 | Security National Financial Corp | SNFCA | Finance Services (6199) | 870345941 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1588310 | G. Jason Overbaugh | 13471 South Tuscalee Way Draper UT 84020 | Vp; Nat Mrk Dir Of Life Ins. | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Stock | Acquisiton | 2015-05-22 | 8,682 | $1.34 | 80,740 | No | 4 | M | Direct | |
Class A Common Stock | Disposition | 2015-05-22 | 1,832 | $6.35 | 78,908 | No | 4 | F | Direct | |
Class A Common Stock | Disposition | 2015-05-26 | 900 | $6.24 | 78,008 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-05-26 | 1,900 | $6.25 | 76,108 | No | 4 | S | Direct | |
Class A Common Stock | Disposition | 2015-05-26 | 500 | $6.26 | 75,608 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Class A Common Stock | Employee Stock Option (right to buy) | Disposition | 2012-04-13 | 8,682 | $1.34 | 8,682 | $1.34 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2013-12-06 | 11,025 | $4.38 | 11,025 | $4.38 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-07-02 | 10,500 | $4.08 | 10,500 | $4.08 |
Class A Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2014-12-05 | 21,000 | $4.77 | 21,000 | $4.77 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2012-07-13 | 2022-04-13 | No | 4 | M | Direct |
11,025 | 2014-03-06 | 2023-12-06 | No | 4 | A | Direct |
10,500 | 2014-10-02 | 2024-07-02 | No | 4 | A | Direct |
21,000 | 2015-03-05 | 2024-12-05 | No | 4 | A | Direct |
Footnotes
- Includes 5,760 shares of Class A common stock owned jointly by the reporting person and his wife. Does not include 66,417 shares of Class A common stock owned indirectly by the reporting person in the Deferred Compensation Plan and the 401(k) Retirement Savings Plan.
- This option was granted on April 13, 2012 as an option to purchase 15,000 shares of Class A Common Stock at an exercise price of $1.56 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 1, 2013, February 7, 2014 and February 6, 2015. On November 6, 2012, the reporting person exercised part of this option to purchase 7,500 shares of Class A Common Stock.
- This option was granted on December 6, 2013 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.85 per share, but adjusted pursuant to the anti-dilution provisions of the 2003 Stock Option Plan to reflect 5% stock dividends paid on February 7, 2014 and February 6, 2015.
- This option was granted on July 2, 2014 as an option to purchase 10,000 shares of Class A Common Stock at an exercise price of $4.29 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on October 2, 2014, until such shares are fully vested.
- This option was granted on December 5, 2014 as an option to purchase 20,000 shares of Class A Common Stock at an exercise price of $5.02 per share, but adjusted pursuant to the anti-dilution provisions of the 2013 Stock Option Plan to reflect a 5% stock dividend paid on February 6, 2015. This option vests in four equal quarterly installments of Class A Common Stock, beginning on March 5, 2015, until such shares are fully vested.