Filing Details
- Accession Number:
- 0001630650-15-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-27 16:42:25
- Reporting Period:
- 2015-05-22
- Filing Date:
- 2015-05-27
- Accepted Time:
- 2015-05-27 16:42:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 49826 | Illinois Tool Works Inc | ITW | General Industrial Machinery & Equipment (3560) | 361258310 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1630650 | R. Michael Zimmerman | Illinois Tool Works Inc. 155 Harlem Avenue Glenview IL 60025 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-22 | 1,000 | $51.60 | 1,817 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-22 | 1,000 | $97.16 | 817 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-05-22 | 2,000 | $48.51 | 2,817 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-22 | 2,000 | $97.15 | 817 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option | Disposition | 2015-05-22 | 2,000 | $0.00 | 2,000 | $48.51 |
| Common Stock | Employee Stock Option | Disposition | 2015-05-22 | 1,000 | $0.00 | 1,000 | $51.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2009-02-08 | 2018-02-08 | No | 4 | M | Direct |
| 0 | 2008-02-09 | 2017-02-09 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Restricted Stock Unit (granted 2/13/15) | $0.00 | 2,798 | 2,798 | Direct | ||
| Common Stock | Restricted Stock Unit (granted 02/14/2014) | $0.00 | 1,272 | 1,272 | Direct | ||
| Common Stock | Restricted Stock Unit (granted 2/15/2013) | $0.00 | 1,449 | 1,449 | Direct | ||
| Common Stock | Employee Stock Option | $78.59 | 2015-02-14 | 2024-02-14 | 6,600 | 6,600 | Direct |
| Common Stock | Employee Stock Option | $55.71 | 2013-02-10 | 2022-02-10 | 10,017 | 10,017 | Direct |
| Common Stock | Employee Stock Option | $63.25 | 2014-02-15 | 2023-02-14 | 9,325 | 9,325 | Direct |
| Common Stock | Employee Stock Option | $55.81 | 2012-02-11 | 2021-02-11 | 9,238 | 9,238 | Direct |
| Common Stock | Employee Stock Option | $98.26 | 2016-02-13 | 2026-02-13 | 13,362 | 13,362 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2,798 | 2,798 | Direct | |
| 1,272 | 1,272 | Direct | |
| 1,449 | 1,449 | Direct | |
| 2024-02-14 | 6,600 | 6,600 | Direct |
| 2022-02-10 | 10,017 | 10,017 | Direct |
| 2023-02-14 | 9,325 | 9,325 | Direct |
| 2021-02-11 | 9,238 | 9,238 | Direct |
| 2026-02-13 | 13,362 | 13,362 | Direct |
Footnotes
- Each restricted stock unit (RSU) and peformance restricted stock unit (PRSU) represents a contingent right to receive one share of the Company's common stock.
- Each PRSU vests 100% three years from the date of grant if performance goals are met.
- Each RSU vests 100% three years from the date of grant
- Options vest in four (4) equal annual installments beginning one year from date of grant.
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