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Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1227025	Neophotonics Corp	NPTN	Semiconductors & Related Devices (3674)	943253730

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1095761	P L Ix Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1112125	Oak Ix Affiliates Fund A Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1112201	Oak Ix Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1131676	Partnership Ltd X Partners Investment Oak	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1143824	Oak X Affiliates Fund Lp	901 Main Avenue Suite 600 Norwalk CT 06851	No	No	Yes	No
1183755	L Bandel Carano	C/O Oak Investment Partners 901 Main Avenue, Suite 600 Norwalk CT 06851	Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Public Offering Of Common Stock	Acquisiton	2015-05-27	275,862	$7.25	5,470,780	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Footnotes

Includes purchase of 271,503 shares of Public offering of Common Stock, which is held by Mr. Carano on behalf of Oak Investment Partners X, Limited Partnership ("Oak X"); purchase of 4,359 shares of Public offering of Common Stock, which is held by Mr. Carano on behalf of Oak X Affiliates Fund, Limited Partnership ("Oak X Affiliates"). Mr. Carano is a Managing Member of Oak Associates X, L.L.C., the General Partner of Oak X, a Managing Member of Oak X Affiliates, L.L.C., the General Partner of Oak X Affiliates.