Filing Details
- Accession Number:
- 0001209191-15-047132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-27 16:13:21
- Reporting Period:
- 2015-05-22
- Filing Date:
- 2015-05-27
- Accepted Time:
- 2015-05-27 16:13:21
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1461993 | Cempra Inc. | CEMP | Pharmaceutical Preparations (2834) | 262644445 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1540883 | Prabhavathi Fernandes | 6320 Quadrangle Drive Suite 360 Chapel Hill NC 27517 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-22 | 13,123 | $7.62 | 232,412 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-22 | 15,266 | $13.10 | 247,678 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-22 | 9,000 | $2.09 | 256,678 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-22 | 9,000 | $35.72 | 247,678 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-05-22 | 9,000 | $0.00 | 82,194 | $2.09 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-05-22 | 13,123 | $0.00 | 100,000 | $7.62 |
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-05-22 | 15,266 | $0.00 | 125,000 | $13.10 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 73,194 | 2019-08-09 | No | 4 | M | Direct | |
| 86,877 | 2022-03-19 | No | 4 | M | Direct | |
| 109,734 | 2024-01-07 | No | 4 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | $23.51 | 2024-12-31 | 133,499 | 133,499 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $1.43 | 2016-08-07 | 12,105 | 0 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $2.47 | 2018-06-03 | 54,273 | 54,273 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $2.09 | 2020-07-28 | 34,133 | 34,133 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $2.09 | 2020-12-07 | 40,698 | 40,698 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $6.63 | 2023-01-17 | 150,000 | 150,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $6.64 | 2023-03-06 | 50,000 | 50,000 | Direct | |
| Common Stock | Employee Stock Option (Right to Buy) | $13.10 | 2024-01-07 | 50,000 | 50,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-12-31 | 133,499 | 133,499 | Direct |
| 2016-08-07 | 12,105 | 0 | Direct |
| 2018-06-03 | 54,273 | 54,273 | Direct |
| 2020-07-28 | 34,133 | 34,133 | Direct |
| 2020-12-07 | 40,698 | 40,698 | Direct |
| 2023-01-17 | 150,000 | 150,000 | Direct |
| 2023-03-06 | 50,000 | 50,000 | Direct |
| 2024-01-07 | 50,000 | 50,000 | Direct |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.60 to $35.92, inclusive.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2015.
- The option vested immediately upon its granting on 08/08/06.
- The option vested according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 06/03/08 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- The option vests according to the following schedule: 1/4th of the shares vest on the one-year anniversary of the 08/10/09 grant date; 1/36th of the remaining shares vest at the end of each month over the next 36 months.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 04/26/10.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning 30 days after 12/08/10.
- The option vests in full on 03/20/13.
- The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/2013.
- The option vests according to the following schedule: 1/4th of the shares vest on the last day of each quarter after 01/01/13.
- The option vests according to the following schedule: 1/24th of the shares vest monthly at the end of each month over 24 months, beginning on the third anniversary of the Vesting Commencement Date of 01/01/2014.
- The option vests according to the following schedule: 1/48th of the shares vest at the end of each month over 48 months, beginning after 01/01/2014.
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