Filing Details
- Accession Number:
- 0001437749-15-011136
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-27 15:52:58
- Reporting Period:
- 2015-05-22
- Filing Date:
- 2015-05-27
- Accepted Time:
- 2015-05-27 15:52:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 275119 | Baylake Corp | BYLK | State Commercial Banks (6022) | 391268055 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1192652 | A Teresa Rosengarten | 217 N 4Th Ave Sturgeon Bay WI 54235 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-05-22 | 7,591 | $4.15 | 36,349 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-22 | 5,693 | $6.20 | 42,042 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-05-22 | 2,094 | $9.50 | 44,136 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-05-22 | 15,378 | $12.50 | 28,758 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option to Purchase | Disposition | 2015-05-22 | 7,591 | $4.15 | 7,591 | $4.15 |
| Common Stock | Options to Purchase | Disposition | 2015-05-22 | 5,693 | $6.20 | 5,693 | $6.20 |
| Common Stock | Options to Purchase | Disposition | 2015-05-22 | 2,094 | $9.50 | 2,094 | $9.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-03-15 | No | 4 | X | Direct | |
| 0 | 2022-04-01 | No | 4 | X | Direct | |
| 0 | 2023-03-19 | No | 4 | X | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 719 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options | $13.90 | 2024-03-18 | 5,706 | 5,706 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-18 | 5,706 | 5,706 | Direct |
Footnotes
- The aggregate stock options were granted on 3/15/2011 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- The aggregate stock options were granted on 4/1/2012 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- The aggregate stock options were granted on 3/19/2013 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
- The aggregate stock options were granted on 3/18/2014 and vest annually pro rata over a five year period on the first through fifth anniversaries of the grant date. Upon the vesting date, the stock options are convertible into shares of common stock at the discretion of the holder.
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