Filing Details

Accession Number:
0001144204-15-033530
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-05-26 17:59:27
Reporting Period:
2015-05-22
Filing Date:
2015-05-26
Accepted Time:
2015-05-26 17:59:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1499912 Fxcm Inc. FXCM Security & Commodity Brokers, Dealers, Exchanges & Services (6200) 273268672
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1505302 James Brown C/O Long Ridge Equity Partners
200 Madison Avenue, Suite 1900
New York NY 10016
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-05-22 32,550 $0.00 32,550 No 4 C Indirect By Trust
Class A Common Stock Disposition 2015-05-22 32,550 $1.30 0 No 4 S Indirect By Trust
Class A Common Stock Acquisiton 2015-05-22 65,720 $0.00 65,720 No 4 C Indirect By LLC
Class A Common Stock Disposition 2015-05-22 65,720 $1.31 0 No 4 S Indirect By LLC
Class A Common Stock Acquisiton 2015-05-22 51,149 $0.00 151,149 No 4 C Direct
Class A Common Stock Disposition 2015-05-22 51,149 $1.30 100,000 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 S Indirect By Trust
No 4 C Indirect By LLC
No 4 S Indirect By LLC
No 4 C Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-22 32,550 $0.00 32,550 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-22 65,720 $0.00 65,720 $0.00
Class A Com-Mon Stock Units of FXCM Holdings LLC Disposition 2015-05-22 51,149 $0.00 51,149 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
182,942 No 4 C Indirect
0 No 4 C Indirect
17,292 No 4 C Direct
Footnotes
  1. Pursuant to the terms of an exchange agreement, as of December 7, 2011, units of FXCM Holdings LLC are exchangeable for shares of Class A common stock of FXCM Inc. on a one-for-one basis.
  2. Held by a trust for the benefit of the Reporting Person's family, for which the Reporting Person's wife serves as trustee. The Reporting Person disclaims beneficial ownership over the securities held by this trust except to the extent of his pecuniary interest therein.
  3. Held by a limited liability company, for which the Reporting Person is manager. The Reporting Person disclaims beneficial ownership over the securities held by this limited liability company except to the extent of his pecuniary interest therein.
  4. Accounts for a mathematical error in the Reporting Person's May 21, 2015 Form 4, which inadvertently counted securities previously reported as having been disposed of on May 18, 2015.