Filing Details
- Accession Number:
- 0001181431-15-007487
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-26 17:17:19
- Reporting Period:
- 2015-05-21
- Filing Date:
- 2015-05-26
- Accepted Time:
- 2015-05-26 17:17:19
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
8504 | Enerjex Resources Inc. | ENRJ | Crude Petroleum & Natural Gas (1311) | 880422242 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1407605 | W Lance Helfert | 1205 Coast Village Road Montecito CA 93108 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
10% Series A Cumulative Redeemable Perpetual Preferred Stock | Disposition | 2015-05-21 | 33,990 | $0.00 | 23,000 | No | 4 | S | Indirect | Shares held by Montecito Venture Partners, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Shares held by Montecito Venture Partners, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 11,134 | Indirect | Shares held in IRA rollover |
Common Stock | 7,328 | Indirect | Shares held in Roth IRA |
Common Stock | 3,571 | Indirect | Shares held in IRA |
Common Stock | 2,143 | Indirect | Shares held in child's trust |
Common Stock | 2,143 | Indirect | Shares held in child's trust |
Common Stock | 2,804 | Indirect | Shares held by child |
Common Stock | 2,804 | Indirect | Shares held by child |
Common Stock | 439,597 | Indirect | Shares held by Montecito Venture Partners, LLC |
Footnotes
- Montecito Venture Partners, LLC assigned shares of Registrant's 10% Series A Preferred Stock to satisfy certain payment conditions under an existing note.