Filing Details
- Accession Number:
- 0001181431-15-007476
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-05-26 17:09:28
- Reporting Period:
- 2013-05-24
- Filing Date:
- 2015-05-26
- Accepted Time:
- 2015-05-26 17:09:28
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1070412 | Consol Energy Inc | CNX | Bituminous Coal & Lignite Surface Mining (1221) | 510337383 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1642903 | L. Lorraine Ritter | 1000 Consol Energy Drive Canonsburg PA 15317 | Controller And Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares, $0.01 Per Share | Acquisiton | 2013-05-24 | 50 | $35.76 | 19,484 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2013-05-24 | 14 | $0.00 | 19,498 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2013-06-01 | 851 | $34.74 | 18,647 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2013-08-23 | 60 | $33.85 | 18,707 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2013-08-23 | 5 | $0.00 | 18,712 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2013-12-04 | 55 | $36.89 | 18,767 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2013-12-04 | 5 | $0.00 | 18,772 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2014-01-26 | 181 | $37.25 | 18,591 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-01-31 | 3,347 | $0.00 | 21,938 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2014-02-23 | 139 | $40.30 | 21,799 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-02-28 | 26 | $39.81 | 21,825 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-02-28 | 5 | $0.00 | 21,830 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-03-07 | 2,500 | $15.39 | 24,330 | No | 4 | M | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2014-03-07 | 2,500 | $40.07 | 21,830 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-05-30 | 24 | $44.52 | 21,854 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-05-30 | 4 | $0.00 | 21,858 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-09-02 | 26 | $40.19 | 21,884 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-09-02 | 5 | $0.00 | 21,889 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-12-03 | 28 | $37.83 | 21,917 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2014-12-03 | 5 | $0.00 | 21,922 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2015-01-26 | 218 | $31.05 | 21,704 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2015-01-30 | 1,728 | $0.00 | 23,432 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2015-01-31 | 343 | $28.95 | 23,089 | No | 4 | S | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2015-03-06 | 37 | $30.36 | 23,126 | No | 4 | P | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2015-03-06 | 6 | $0.00 | 23,132 | No | 4 | A | Direct | |
Common Shares, $0.01 Per Share | Acquisiton | 2015-04-30 | 1,976 | $22.75 | 25,108 | No | 4 | M | Direct | |
Common Shares, $0.01 Per Share | Disposition | 2015-04-30 | 1,976 | $30.60 | 23,132 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | P | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares, $0.01 Per Share | Stock Option (right to buy) | Disposition | 2014-03-07 | 2,500 | $0.00 | 2,500 | $15.39 |
Common Shares, Par Value $0.01 Per Share | Stock Option (right to buy) | Disposition | 2015-04-30 | 1,976 | $0.00 | 1,976 | $22.75 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2014-04-27 | No | 4 | M | Direct | |
0 | 2015-05-03 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Shares, $0.01 Per Share | 1,697 | Indirect | By 401(k) Plan |
Footnotes
- Represents shares of Company common stock acquired through a dividend reinvestment plan implemented by the reporting person.
- Represents dividend equivalent rights earned under the Equity Incentive Plan as part of a grant of restricted stock units.
- Represents shares withheld to satisfy the reporting person's tax liability resulting from the vesting of restricted stock units previously granted to her.
- The reporting person's purchase of CONSOL Energy Inc. (the "Company") common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act:"), to the extent of 60 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $204.11, which represents the full amount of profit calculated in connection with the transactions.
- The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 55 shares, with the reporting person's sale of 139 shares of the Company's common stock at a price of $40.30 per share on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $188.31, which represents the full amount of profit calculated in connection with the transactions.
- Grant of restricted stock units, which vest annually in equal installments over a period of three years, under the Company's Equity Incentive Plan.
- The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 26 shares, with the reporting person's sale of shares of the Company's common stock on February 23, 2014. The reporting person has made arrangements with the Company to disgorge to the Company $12.80, which represents the full amount of profit calculated in connection with the transactions.
- The option vested in four equal installments on April 27, 2005, 2006, 2007 and 2008.
- The option vested in four equal installments on May 3, 2006, 2007, 2008 and 2009.
- The reporting person's purchase of the Company's common stock reported herein was matchable under Section 16(b) of the Exchange Act, to the extent of 37 shares, with the reporting person's sale of shares of the Company's common stock on January 26, 2015. The reporting person has made arrangements with the Company to disgorge to the Company $25.97, which represents the full amount of profit calculated in connection with the transactions.
- Of the 23,132 shares owned directly, 3,977 are restricted stock units (including divdend equivalend rights).